UPDATED 23Aug2019: Why do insulation products with similar insulation R values performs so differently in the real world? It’s a huge but hidden issue, and here’s a case in point:
Two houses, side by side, identical floor plans, same orientation, both built by the same crew to the same code. House “A” has R20 insulation in the walls and a respectable air tightness rating of 2.6 [email protected], yet it uses almost 400% more energy than house “B” during winter, even though house B only has R17 walls and only marginally tighter 1.55 [email protected] So what gives? These results came from a year-long study by Dr. Tony Shaw of Brock University as part of a National Research Council project ending in 2001, and they beg a question that more and more evidence points towards.
“Why do insulation R values so often fail to correspond to real-world energy performance?” You’re about to find out. The video coming up explains things, but you’ll find more details and references in the story below.
House Insulation: How Energy Moves
To understand energy performance, you first need to realize that thermal energy moves in three different ways. Conduction is one way, and it happens when energy transfers between materials that are touching each other. Convection is another mechanism of energy transfer, and it happens as warmer and colder air circulates because of differences in density, moving energy around as it does. Radiation is the third method of energy transfer and it needs neither physical contact nor air movement to happen. The energy of the sun travels through millions of miles of empty space and warms the entire globe by radiant transfer alone. So why am I telling you all this? Because different methods of energy transfer are part of the reason why R values never explain the whole energy efficiency story. Even the 2011 National Energy Code Book (NECB) does not require insulation to be tested for resistance to radiation, convection or air infiltration. The insulation R values you see on insulation products everywhere only describe a material’s resistance to conductive heat transfer – as if that’s all there is – and the experiences of a drywaller friend of mine named Pete illustrates why this matters.
Peter Paquet is the best drywaller I know and very diligent. That’s why he always brings a broom with him on jobs during Canadian winters. “If it’s been cold and windy, the vapour barrier on wood frame walls often looks like the inside of an ice palace,” explains Pete. “I use the broom to knock ice off the vapour barrier before putting up drywall.” Yes, that’s right. Ice on the inside of the vapour barrier needs to be knocked off before drywall goes up, even on homes that are heated.
So how could the “warm side” of brand new, code-compliant walls stuffed with R20 batts get so cold that drywall is the only thing hiding the frost? And while you’re wondering, how does a 1”-thick sheet of extruded polystyrene foam with a measly R5 rating feel like it’s warmed by a heater when you put your bare hand on it outside on a cold day? Then there’s the mystery of why an R17 walls kicks the butt of R20 walls in a scientifically analyzed energy show-down? The answer to all these questions comes down to the difference between lab-analyzed insulation R values, and how this approach doesn’t account for significant energy transfers happening in other ways.
House Insulation: R Values Explained
Advertised insulation R values stamped on insulation products come from lab analyzed samples, with these numbers generated in a way that measures conductive heat transfer only. In practice, this means that insulation samples are sealed in a box that eliminates all outside air movement through and around the insulation while the rate of heat transfer is measured. Fair enough. Trouble is, real-world house frames and attics never completely eliminate air movement. Not even close. This accounts for a large part of the differences discovered in the Brock University study.
The effectiveness of air-permeable insulations, in particular, are vulnerable to wide variations because air can and does move through them in real world conditions. By “air-permeable”, I mean insulation products that air can move through freely. When this kind of air movement happens, it allows convective energy transfer to happen in addition to conductive transfer. Air-impermeable insulations, by contrast, are more or less impervious to air movement, so the conductive energy transfer measured in the lab is all there ever is. Convective energy transfer doesn’t happen to any significant extent with closed-cell spray foams and rigid polystyrene foams, for instance, so lab numbers for these materials are the same as field results.
The Brock test house with R20 walls used batt insulation in wood frame walls with a middle-of-wall temperature range of 5ºC to -6ºC, moving in lock-step with outdoor temperatures as they varied from 0ºC to -15ºC. The R17 house had foam-insulated SIP walls with a middle-of-wall temperature that remained a constant 15ºC (give or take a degree or so) with the same variation in outdoor temperatures. Why the difference between walls that have virtually the same R value? Because R value doesn’t account for convection, radiation and air infiltration, that’s why.
Need more proof that convection is an especially big factor inside wood frame wall cavities? Simply pull off the cover of any plug outlet on an exterior wall on a windy winter day and the drafts you feel coming out of the electrical box shows how much air moves through wall cavities. Air movement within building frames is a significant issue, even with house wrap applied to the structure.
Even on those rare occasions when wall cavities are sealed air tight, convection is still an issue. The bigger the temperature difference between inside and outside wall surfaces, the stronger the forces that drive convection of the air trapped inside the wall itself. In other words, the colder it is outside, the lower the effectiveness of convection-vulnerable insulation. Knowledge of the decreasing effectiveness of open-cell insulation has been known at least as far back as 1990, thanks to a roof performance study published by the Roof Research Center at the Oak Ridge National Laboratory (ORNL), in Oak Ridge, Tennessee. Here’s a quote from the study:
“ . . . the thermal resistance of loose-fill fiberglass insulation was found to decrease by a factor of two as the climate chamber temperature was lowered from 7ºC to -28ºC. The variation of thermal resistance follows the same trends as seen in previously published results.”
Did you get that? The effective R value of insulation got cut in two as the difference between inside and outside temperatures increased. Another reason for the huge difference in side-by-side efficiency of homes with similar insulation R values has to do with the realities of typical wood frame wall construction. According to a 2007 study, also published by the ORNL, “about 30% to 40% of stud wall cavities do not follow nominal framing spacing and require custom cutting and fitting of the batt insulation.” So, how many insulation contractors do you know who take the time to custom cut one batt out of every three to get the fit just right? In the real world, where time is money, batt insulation is rarely installed as carefully as it should be. Batts that are too loose waste energy, but batts that are too big for the space and compressed also lower energy performance.
Another issue is an unavoidable part of stud frame walls, even when they’re built perfectly. According to a 2002 study by the California Energy Commission, 27% of residential wall surfaces have framing members that span the entire thickness of walls. A similar study performed by ASHRAE in 2003 found an average framing factor of 25%. With wood coming in a slightly under R1 per inch, this means that fully one quarter of the surface area of all exterior stud frame wall surfaces are only worth R6, even though everyone pretends they’re R20.
The difference between stated insulation product R values and measured energy performance takes on special significance as energy-based building code changes kick in across the world. In a growing number of regions, builders are allowed to follow one of two ways to meet code. Houses can be built and individually tested to see if they meet energy standards, or they can be built according to a recipe, without testing. The assumption behind the recipe approach is that if you build in a certain way – using insulation products with the right numbers printed on the bag – great energy performance will be achieved. So how true is this?
A partnership between the City of Vancouver, the Greater Vancouver Homebuilders Association and the E3 EcoGroup set out to answer this question by measuring the actual energy performance of 300 homes. On average, houses built according to a recipe that was supposed to achieve an Energuide E80 performance delivered actual results in the E76 to E77 range. Sounds insignificant? Not when you realize how the Energuide scale works. It’s a logarithmic scale – like the Richter scale for earthquakes – so the differences between rating numbers increases exponentially as they go up. An E86 house, for instance, uses 50% less energy than an E80 house. Homeowners with E80 houses built according to a prescriptive recipe are most likely getting performance that’s costing them 29% more money each year, for the 70, 80 or 100 years the house will be around.
One reason for the discrepancy between expected and actual performance goes back to the way theoretical Energuide performance is predicted. It’s based on HOT2000 software which, once again, only considers conductive heat loss and not convection and radiation. With current measurement standards, testing is the only way homeowners can be sure that an E80 home actually delivers E80 performance.
The whole idea of insulation R values must have been a welcome improvement from the days when sawdust in wall cavities was top-notch technology. But today, homeowners expect a level of home energy performance that’s never been delivered before in large numbers and so does government. As the energy performance bar rises because of code changes and consumer expectations, we need an insulation rating system that tells all the useful facts at a glance, not just one of those facts. Besides being a technical issue, insulation ratings are also highly political, with powerful business sectors more than interested in keeping things as they are. While the rest of the world continues to be kept wondering why R values don’t correspond to actual energy performance, now you’ve got what it takes to understand things clearly and build better because of it.
TECH TIP: No R Value, Yet Worth A Lot
Radiant barrier foil is a striking example of how insulation R values don’t tell the whole energy story. These shiny, aluminum sheets have virtually no R value in and of themselves, yet they do wonders for making homes more comfortable. Installed in attics over existing thermal insulation, radiant barriers help reflect summertime attic heat upwards, away from rooms. They reflect radiant energy quite effectively, yet this useful quality isn’t communicated by R values at all.
If you do install radiant barrier foil in your attic, be sure to choose the kind with small perforations. This is essential in any kind of cold climate. Without perforations you’ll end up with two vapour barriers in action, one that was installed when the house was built, and another on top of the insulation in the form of that radiant barrier. Two vapour barriers can trap moisture between them, and that’s no good. Perforations in the radiant solve this problem.